© 2021 BMO Global Asset Management. All rights reserved.
BMO Global Asset Management (Asia) Limited is a Hong Kong incorporated subsidiary of Bank of Montreal licensed by the Securities and Futures Commission (SFC) to carry out Type 1 (dealing in securities), Type 4 (advising on securities) and Type 9 (asset management) regulated activities. Licensing conditions of the regulated activities are summarized as follows:
• For Type 9 regulated activity, the licensee shall not provide a service of managing a portfolio of futures contracts for another person unless it is for hedging purpose only.
• For Type 1 regulated activity, the licensee shall not conduct business other than:- (a) communicating offers to effect dealings in securities to other intermediaries, for the persons from whom those offers are received; (b) introducing persons to other intermediaries, in order that such persons may: (i) effect dealings in securities; or (ii) make offers to deal in securities; and (c) dealing in collective investment schemes. The terms “collective investment schemes” and “dealing” are as defined under the Securities and Futures Ordinance.
Investment involves risks. Past performance should not be seen as an indication of future performance. The value of investments and the income from them can go down as well as up, and investors may not get back the original amount invested. Before investing, investors should read the prospectus or offering document for details, including product features and risk factors. You should not make investment decisions solely based on information on this website.
This website and its contents have not been reviewed by the Securities and Futures Commission of Hong Kong (“SFC”).