Mary Ann Goebel
Mary Ann is vice president and senior manager of operations for BMO Securities Lending. She is responsible for overseeing all activity related to operations, technology, compliance and risk for securities lending. Mary Ann also sits on the securities lending management team. She joined the company in 2008 and has more than 30 years of industry experience.
Previously, Mary Ann served as vice president and office manager at Nevada Trust Company and as vice president and manager of custody operations at Bank of America. Mary Ann has participated as a speaker and panelist at various industry conferences and served as a board member on the bank depository user group. She is currently an active member of the Risk Management Association’s securities lending operations and technology group.
L.J. is responsible for the development and execution of securities lending trading strategy.
He joined the company in 2013 and has more than 20 years of securities lending experience in his previous roles as portfolio manager, chief operating officer and vice president of global securities lending at industry-leading organizations such as Allstate, State Street, Deutsche Bank, Bankers Trust and Northern Trust.
He holds an M.B.A. from New York University’s Stern School of Business and a B.S. from Northern Illinois University. In addition, he is a member of the Risk Management Association.
John is responsible for securities lending relationship management and new business development. He is also a part of the securities lending management team. He joined the company in 2008.
John began his investment industry career in 2005 and has held client service and relationship management positions at Stark Investments and Wells Capital Management.
He holds an M.B.A. and a B.A. in finance and economics from Marquette University.
Dan is responsible for securities lending sales strategy and is part of the securities lending management team. He joined BMO Global Asset Management in 2014.
Dan entered the securities lending business in 1985 and previously served in related roles at Northern Trust Company, ClearLend Securities, PNC Bank N.A., Deutsche Bank Securities Corporation and BHC Securities, Inc. In addition to securities lending, Dan has experience in custody, securities financing and related businesses in banking and brokerage environments.
He holds a B.A. in international business and French from Ohio Wesleyan University. He is a member of the Risk Management Association and the Securities Industry and Financial Markets Association (SIFMA). In addition, he holds the FINRA Series 7 securities license.
Chris oversees securities lending and is responsible for strategy, management, product development and regulatory guidance. He joined BMO Global Asset Management in 2015.
Previously, Chris served as managing director, securities finance at Wells Fargo’s investment bank. Chris’ prior experience also includes senior securities lending management roles with Wachovia, J.P. Morgan, Mellon, Fleet Securities and Bankers Trust Company.
Chris holds a B.A. in business administration and finance from Wittenberg University and the FINRA Series 7 and 63 securities licenses. He is a member of the Risk Management Association, where he serves as a senior board member on the executive committee on securities lending.
To learn more about BMO Global Asset Management’s securities lending services, contact Daniel R. Hoover: